BRG Multimedia

Spoofing and Market Manipulation: What It Is, How to Identify It, and What to Do About It

The Greater Chicago Chapter of the Association of Certified Fraud Examiners (ACFE) is pleased to welcome Renato Mariotti, a partner at Thompson Coburn LLP and a CNN legal analyst, to discuss key insights into the complex world of securities fraud.

Identifying and investigating market manipulation can be a challenge, but regulators have focused increasingly on investigations of alleged market manipulation and fraudulent market schemes. We will explore what types of trading activity constitute “spoofing” and other forms of manipulation, how to identify and investigate it, and how it has evolved over time. The presentation will conclude with a Q&A opportunity.

BRG’s David Kalat will moderate the panel.